Chapter 330：

After Chen Xuan finished speaking, Xu Kun spoke: "I have indeed heard some of them, but they are all just a few words, probably saying that you have been framed, framed as using your position to engage in insider trading and become a rat warehouse. In the end, the industry was sentenced to life-long ban by the regulatory agency. These were also found in the historical public information of the regulatory agency. I think some of them are more or less untrue.

In fact, the information released by the regulatory agency should indeed be accepted, but because I have been in the company for a period of time, I have seen how the company pits market managers one after another, and the punishment results of the regulatory agency based on the evidence deliberately created by the company. , I am not particularly convinced of the information on the regulatory agency formula. It is not that the regulatory agency is deceiving people, but that even the regulatory agency may have been deceived.

As for the words and phrases, I think most of them are false. I don't know which ones are true and when they are false, so I still want to hear you personally tell us what these things are all about. "

After hearing Xu Kun’s words, Chen Yan understood. Chen Yan understood why Xu Kun said that he did not know before. Thinking about it, most people would believe the information announced by the regulator, but let’s not say that they have worked in Ruiming Investment for a period of time. Xu Kun, even Chen Xuan, who has just joined Ruiming Investment for a few days, has experienced some doubts about the publicity information released by the regulatory agencies after experiencing this incident. This is not a doubt about the fairness of the regulatory agencies. People who are worried about regulators have also been deceived, just like those market managers designed by Ruiming Investment.

Chen Yan pondered for a while, and said: "In fact, you are partly right. I was indeed punished by the regulatory agency for "using the convenience of my position, conducting insider trading, and being a rat warehouse." The content of the punishment is also true. There is "the industry is banned for life." These contents are correct, and I am indeed framed as you said.

As for the person who framed me..."

"It's Li Shan, right?" Xu Kun rushed to say before Chen Yan could speak. Chen Xuan's eyes widened when he heard Xu Kun's words. He didn't know anything about this.

Chen Yan pondered for a moment and said, "No, it's not Li Shan."

Xu Kun was taken aback by Chen Yan's words. He remembered that when Wang Ze told him before, he was clearly talking about Li Shan. Is there anything wrong with this? Thinking of this, Xu Kun stopped talking, and looked at Chen Yan quietly, waiting for Chen Yan's answer later.

Chen Yan did not let Chen Xuan and Xu Kun wait too much, and said: "At that time, because of the perfect supervision system, many common methods of attracting customers when the company raised funds could not be used. Those methods cannot be said to be wrong. It can only be said that it may mislead investors. The regulatory agency has prohibited those actions for the purpose of protecting investors. However, because the regulatory agency does not touch the actual business, it is not clear about the specific operating conditions and can only propose some in principle. Prohibited conditions.

But what role can principles and motivations play? As you all know, many motives can do the same behavior in many cases, so everyone still does their own way. People who are caught by the regulatory agency say that they did it because of other motives. The regulators are also dumb and eat coptis. If you can’t tell, you can only confirm one behavior for one behavior. Only when one behavior appears in the market and is caught, the supervisors will specifically determine which behavior cannot be done.

Although this is a very effective method, I have to say that this method is too stupid, but because there is no more reasonable way, we can only do this, and it will prevent many behaviors in the market and really protect it. The purpose of investors, it will take a long time to determine the violations of laws and regulations one by one.

This has left many companies with the space to make a last fortune.

I support the approach of the regulatory agency, because the previous regulatory agency’s laws and regulations were imperfect, and everyone relied more on their own conscience and moral standards in their actual work, but you also know the allure of capital or money. How old is it? Many people have not resisted the temptation of money, and whether there are corresponding laws and regulations to restrict it, so many people in the industry have made money with ignorant conscience.

In order to promote the efficiency of the regulatory agency, I decided to take the initiative to provide the regulatory agency with some actual practices and cases that we know for reference. Every time a mistake needs to be banned, someone must make this mistake at least once in the market. We take the initiative to provide it, wouldn’t it be better?

So I made this suggestion with the chairman of the board of directors to help the regulator in the name of the company. This will also allow the company to gain a good impression on the regulator's side, and it will be faster when there are license approvals in the future.

This was a good thing, but the chairman did not agree after considering it. He still felt that he should take advantage of this opportunity to make a final profit, because after all, most people in the industry do this. The loss is the same.

Is it interesting to say that letting him make less money is like stealing his money. He turned his face on the spot. Not only did he disagree with my suggestion, but he also had to design a plan to pit a newcomer as soon as possible. That newcomer is Li Shan .

As a result, I naturally disagree. I told him that if he disagrees to help the regulator in the name of the company, then I will help in my own name.

If he dared to design Li Shan, then I would dare to report it to the regulatory agency. After all, he unintentionally made behavior that violates the principles promulgated by the regulatory agency. It is excusable, but deliberately designing others to enter the fire pit is not that simple, that is, knowing the law and breaking the law. NS.

After I finished speaking, I ignored the chairman’s reaction and left his office on my own. After that, I used my spare time to sort out some specific methods of illegal operations that I knew, and I was about to sort them out. At that time I was arrested by someone from the regulatory agency.

As you all know, in order to participate in the conference call of securities companies that have not established a cooperative relationship with the company, all of us will open accounts in many securities companies. We do not buy stocks and simply open accounts, because only after opening an account can we become their customers and can participate. For their conference call, the company can only open an account without establishing a cooperative relationship.

Because there are many securities companies, generally everyone will take turns to open them together, and try to make sure that each securities company has an account, so that all securities companies can participate in the conference call. "Chen Yan drank slobber and continued: "Because of this, everyone does not have all the securities company accounts. It is very common to borrow accounts from each other in the company to participate in conference calls. It couldn't be more normal. Li Shan borrowed one from me that day. I borrowed the company’s securities account without thinking about it, and then I didn’t log in to that account to check it out, because this behavior was really normal.

It was not until a few days later that someone from the regulatory agency approached the door and said that I had received a report that I used my position to conduct insider trading and operate a rat warehouse, saying that I would investigate.

I am naturally not afraid of shadows. I provided all my securities accounts and passwords to the supervisors. The supervisors opened the securities accounts one by one to check the historical transaction records, but when I opened the account I lent to Li Shan before At that time, it was discovered that there was one stock with a small amount of only four or five thousand yuan, but that stock was indeed the company’s holdings, and the time of purchase was two days before the company’s purchase, which was completely in line with insider trading, The characteristics of the mouse barn, and then I was taken away.

This stock appeared in my account, and the evidence is as strong as a mountain. I have been calling for grievances, but no one can help me. Indeed, after all, that is my account. Who can blame me if something happens when I lent my account password to someone else?

After that, I was sentenced to life-long ban in the industry because of my own influence in the industry and the country severely cracked down on this kind of insider trading behavior at that time, so in order to establish a model, I was stunned. I was also sentenced to fixed-term imprisonment. In addition, because my incident affected the company’s reputation, I was sued by the company. The court awarded me a huge amount of damages.