Chapter 299：

After a while, everyone gradually calmed down, and Guo Liang said, "What's the matter? What have we been reported? Why have we been reported again?"

Ruiming Investment has been reported before, so many market managers who violated regulations and were investigated and dealt with by regulatory agencies were not all detected by the regulatory agencies themselves. Many times they were reported anonymously by clients or other institutions in the same industry.

The customer either didn't know that some operations were illegal at first, or knew but didn't care. However, once a customer who did not know that the operation violated the law or regulation later learned about it, or the customer who did not care about the operation even lost money because the company did not make money for him, the customer would report Ruiming Investment to the regulatory agency and demand compensation for the loss.

But after all, the operation is only slightly illegal and not standardized, but it is not a fraud, and there is no problem with the product contract, which also states that "everything is based on this contract". Therefore, the customer cannot get any compensation, but after all, the operation is still not standardized, so the operator, that is, the market manager, will be punished by the regulatory agency.

There have been such things before, so Wang Ze said "reported again" when he said that he was reported.

Wang Ze looked at Li Shan and continued: "Oh, we were reported by the customer of the new product that was just released two days ago. The customer saw that we held a large amount of stocks in a company, and then the company's stocks There was a thunderstorm, suspected of financial fraud and suspected of bribery. I learned from the account manager of Shanghai Securities that our answer here is: We are optimistic about the long-term value of that company, and believe that these financial frauds are also suspected of bribery. Well, these things are all the pains of this company's development stage, and I think it will be all right before long.

We believe that these things are negligible from a long-term perspective, and the impact is not big. The customer does not agree with our point of view, and has lost a lot of money so far. The customer wants to make investment advice to us, but is helpless According to the contract, the client was not allowed to make investment recommendations, and the account manager of CS Securities would not report these things to us, so the client was frustrated and reported our publicity violation.

Originally, this customer knew that we had violated the publicity after listening to our roadshow, but with the mentality that it didn't matter to him, he just turned one eye and closed one eye, and didn't care.

But the heart was losing money, and he couldn't invest according to his own ideas. He did not approve the investment operations of our company's fund manager, so he rushed to report our violation of the publicity. "After listening to Wang Ze's words, everyone stopped talking. Song Hao, Zhang Yan and Niulei and others looked at Li Shan. Others didn't know why they bought so many shares of that company, but they were very Clearly, at this time, Li Shan listened to what Wang Ze said. He blamed himself for this matter, so he anxiously said: "Do people from the regulatory agency talk like this?" Did you make up this yourself? "

Seeing Li Shan talking about himself so unceremoniously, Wang Ze raised his head and glanced at Li Shan coldly. Would you think about it? What the regulator told me was the description of the cause and effect in the whistleblower’s report letter. Knowing these things, what else do you think is the reason why a person who already knows about our violations of publicity is only now propagating us? Thing to report?

It’s been a while since this product was established. If it was a simple report, it would have been reported long ago. In addition, the person from the regulatory agency said, and the whistleblower’s letter said that he did not agree with your explanation. You are telling me, is there any reason for him to do such a behavior at such a time? Are you talking? "

Wang Ze stared at Li Shan sharply. Li Shan was just right. In addition, he had always been obsessed with researching stocks. The time and ability to deal with people were not as good as Wang Ze. Suddenly he was a little confused, I don’t know. What should I say.

Seeing Wang Ze and Li Shan choking, Guo Liang quickly stepped up and said, "Then we are going to give up Chen Yi? It's a pity. I originally planned to take advantage of Chen Yi's activeness recently. Send out a few products, report him anonymously before giving him a sales commission at the end of the year, and let the regulatory agency come to investigate, so that he can not be issued a commission, and the company can save a lot of money.

Now it seems that he has just sold a product and will be taken away. It is a pity. If you look at it this way, the salary offered to him is a bit high. Even if it is taken away by the regulatory agency, we sue him and let him lose a certain amount of money. It doesn't seem appropriate either. It's a pity that this resource is not fully used. "

After listening to Guo Liang’s straightforward words, everyone frowned, even Li Shan frowned slightly. Although Li Shan thought he was not a good person, he always believed that his approach was just a routine in the industry. He believed No matter how bad he is, he will never do everything.

Like Guo Liang, he cheats others and makes them bear the label of illegality and regulation, but also gives others hope. Then, before the end of the year, before the commission is issued, anonymously report others, so that others can look at the money in front of them but they can’t get the money. , And not only that, but in the end, you have to sue others and make them pay compensation in the name of violation of laws and regulations and damage to the company’s reputation.

Everyone present was very disdainful and even disgusted with Guo Liang's remarks and practices, but they all chose to remain silent when their wages far exceeded those of others in the industry.

Zhang Yan looked at everyone present, especially Guo Liang, Li Shan, Wang Ze and others, and felt disgusted and disgusted. Although it was very annoying before, it really didn't feel like that. Now this feeling is especially obvious.

Wang Ze said: "It's not that Chen Yi probably gave up. After all, the sales roadshow at that time had video recordings as evidence, whether it was on my side or Shanghai Securities."

Li Shan was still unwilling to say: "Then we can delete it, right? At the same time, let Shanghai Securities delete it, so there will be no evidence?"

Wang Ze looked at Li Shan like an idiot, and said unceremoniously: "Are you an idiot? Delete the video? You don't remember using it when you pit other marketing managers before. "There was no audio or video during the promotion. "Leave the mark" this one? There is indeed no evidence after the video is deleted, but isn't there no mark in our roadshow this time?

When many things come out for the first time, we can say that the laws and regulations have no specific rules. We don’t know, only the market manager will be punished, not us, but if the same problem except for two mistakes, do you think the company will not be punished?

And can you stop being naive? Let the people of Shanghai Securities also delete the video? How do you think you can say such a thing? are you an idiot? Do you let someone delete it? Now they are lending us the venue, which is considered an oversight at best. Although they are not obliged to monitor, it would be a direct violation of the regulations if there is no video recording. Do you think they will delete it? Can't you ask some level questions and put forward some level suggestions? "

Wang Ze's relentless words made Li Shan a little bit unable to come to Taiwan, but Li Shan was also speechless. In terms of seniority or seniority, Wang Ze entered the company earlier than him, and the things that are being discussed are also Wang Ze. In this regard, although Li Shan cannot be said to be a layman, he is an out-and-out rookie compared to Wang Ze.

Li Shan stopped talking, and everyone looked at him silently. Song Hao took a few deep breaths, trying to calm himself: "Then the person who said that the regulatory agency came to inform? The person from the regulatory agency just said that when will they come back?"

Wang Ze said: "They came this time for two things. One is to inform and inspect, and the other is to get a brief understanding of the situation. I also said that we are operating in accordance with relevant laws and regulations, and there is no violation of laws and regulations. But as for whether the individual marketing manager will conduct illegal operations on his own initiative because of the pursuit of the benefits of sales commissions, it is not known.

They also said that they would come back to investigate in a few days. They just went downstairs and went to Shanghai Securities Securities to retrieve the video. It is estimated that after watching the video, they will come back in the next few days. This is a detailed investigation, but in fact, after they watched the video of Shanghai Securities, plus the content of the anonymous report letter, they should have been determined to be inseparable.

When they came here, it was estimated that they would walk through the process and then make the final judgment. "

Everyone understands that what Wang Ze said is right. Not to mention Wang Ze, who has dealt with regulators all the time, even they have cheated many market managers because the company has cheated on many market managers in recent years. Although they are afraid of the investigation process and investigation methods of the regulators It is said to be precious, but it is also very clear.